Tuesday, October 14, 2014

THE LEGAL RULING OF ISLAMIC SHARIAH REGARDING THE OWNERSHIP OF AND OBTAINING OF PATENT RIGHTS OVER GENES AND GENE SEQUENCES





The Islamic Law of Property

And it is He who created the heavens and the earth in truth.  The when 
He says “Be” then it is.  His word in the truth.  And His is the dominion on
the day that the Horn is blown. He is the knower of the Unseen and the
Witnessed, and He is the Wise, the Informed.  [1]


Is it not the case that to Allah belong whatsoever is in the heavens and the earth.
The Promise of Allah is Truth, but most of them do not know.[2]


وَءَاتُوهُم مِّن مَّالِ ٱللَّهِ ٱلَّذِىٓ ءَاتَٮٰكُمۡ

You give them something yourself out to the means which Allah has given you.[3]
With these verses of the Qur’an, Allah informs humanity that He is the vested owner of all that is in the heavens and the earth, and all in between and any right or interest a human has in property is contingent upon that ultimate divine ownership. 
The concept of dual ownership [human being-God] is one of the special
features of the Islamic doctrine of economics.  Islam protects and endorses
the personal right to own what one may freely gain, though legitimate
means … . It is a sacred right.  Yet human ownership is tempered by the
understanding that everything, in the last analysis, belongs to God… .
What appears to be ownership is in fact a matter of trusteeship, whereby we
have temporary authority to handle and benefit from property.  [4]

This unique characterization of the ownership of property is most difficult to analyze in comparison to Western property law.  Some have erroneously compared this principle to the Western concept of Crown Land.  Although, as we shall see, this principle does support a state interest in property, it does not support exclusive state ownership.  [5]  Similarly, the attempt by some to read in some form of socialist theory of ownership is equally in error, for although subject to certain restrictions, the right to private ownership is sacrosanct in Islam. [6]  Walied El-Malik, the only author to seriously tackle the Islamic theory of mineral ownership in Islam, characterized the interest created by this dual ownership principle as “individual ad interim ownership.”[7]  Abd ul-Razzaq as-Sanhuri, the creator of the modern Egyptian legal code, viewed Islamic property law as a means of achieving social harmony.  He saw this dual principle as a form of joint ownership, creating rights for the individual but also creating certain duties that individual owes to others.  [8]
If we examine the types of ownership, or mulk, created by this dual divine/human ownership principle over the past 1400 years since the death of the Prophet (SAW), we find five basic forms; commonage held by all humanity and administered by the state for the benefit of all people (afraq), state owned property (miri or hima), charitable trust property (waqf), communally or jointly owned property (shuyuu), and individual private ownership (mulk). 
Humans acquire ownership in real property in a number of ways.[9]  First, given that the ownership of all property is ultimately with Allah, and that the principle of ownership is generally a dual divine/human tenancy in common, people have an interest in some property just by being human.  The Prophet Muhammad (SAW) is narrated to have said, “The Muslims have a share in three things; water, fire and pasture.” [10]  These constitute arfaq (metruke) or commonage and all humanity has a right to utilize them. An individual or tribe may own a water well, but any thirsty passerby has the right to request a drink therefrom.  [11]  Pasture land is also commonage and any herder may pasture his flock on such land.  Other arfaq include areas surrounding markets, streets, the hareems of towns, and caravan stops; in other words the easements and facilities necessary to enable travel and commerce.[12] 
The state can also acquire property through accretion, annexation, expropriation, and conquest.  Miri or hima is state land held by the Amir al-Mu’mineen, or Commander of the Faithful, the official title of the Empiric Khalifs.  This form of ownership developed under the Ottoman Turks, and is derived from several earlier practices.[13]  Historically, hima was a form of shuyuu or communal property owned by a Bedouin tribe and reserved for the exclusive use of the members of that tribe.  When Abu Bakr confiscated the hima of the Kindah tribe as punishment for its apostasy from Islam, he transformed the land from hima of a tribe to hima of the state, to be subject to the exclusive use of state citizens. [14]  Abu Bakr also began the practice of creating hima reserves for the public benefit from privately owned land when he donated the reserve of al- Rabadhah for the use of those persons entitle to zakat. [15]  State-owned hima land cannot be converted into private property, and may not be reserved for the exclusive benefit of particular persons or the rich. [16]
Umar ibn Khattab extended the concept of state-owned property even further when he included land gained by conquest within it scope.  Umar considered such land as belonging to all Muslims. The state, then, had the duty to administer it for the benefit of all Muslims for all times.  To prevent waste of such land, the state could then chose to divide it amongst the soldiers as booty (ghaneemah) or it could be returned to the original non-Muslim owners who then were charged a kharaj tax.[17]  The Ottomans developed these concepts along feudal lines, vesting all ownership of agricultural land in the state; which, then, issued hujja or titles of possession to individuals, or gave timar or iqta land grants for military service.[18]
Communities can also acquire property in various ways.  Property can be owned communally under the doctrine of shuyuu by families, tribes, villages and towns, and is referred to generally as musha property.  [19]  Musha land includes tribal himas, which, as mentioned above, are lands owned by a tribe for the exclusive use of its members, [20]  and the hareems of villages and towns.  These include public markets, streets and easements and while they may be commonage as far as use, they are owned by the residents, as tenants in common.  [21] 
            Disruption of shuyuu ownership by the colonial powers left the state as the only repository of the public interest in most Islamic states.  Colonial powers imposed Western-style landownership laws, which did not recognize shuyuu ownership. [22] As a consequence, state governments took over communal lands, preventing local control and any corresponding local benefit, and large tracts of land came under the ownership of foreign land owners.  [23]  Although Sanhuri took some pains to revive communal ownership in Egypt, the influence of civil law state ownership ideas still prevails.[24]

Islamic Shariah Law and the Principle that Property Should be Utilized for Maximum Benefit

            One recurring theme in the Islamic law of property, which we can glean from the above discussion, is that property should be utilized for the maximum benefit, and even private individual acquisition of property must be put to the most beneficial use. [25]  Islam guarantees individual private ownership. In his farewell sermon, the Prophet (SAW) stated, “regard the life and property of every Muslim as a sacred trust.  Return the goods entrusted to you to their rightful owners.”  [26]  Private ownership is encouraged and so is private enterprise, however, the capitalist concept of unfettered accumulation of capital is not. [27]  An examination of the means by which individuals acquire property reveals an underlying principle of public benefit.              
Under Islamic Shariah law, individuals can acquire property in three ways; transfer of ownership by deed, contract, or gift; succession through inheritance; or acquiring a thing “which is free for the use of the public,” including revival of mewat or “dead lands.” [28]  The Islamic doctrine of reviving mewat bears some resemblance to the American doctrine of adverse possession.  Based upon the hadith, “Whoever revives a dead land , then it is his,” [29] the doctrine of revival of mewat rewards sincere labor and beneficial use by vesting ownership of uncultivated non-hima land to those who take concrete steps to work the land, and irrigate and plant crops.  After reviving the land, the reviver has the full rights of mulk, and he may utilize it as any other property.  He may even sell it. [30]
In short, Islamic law allows for the acquisition of property, but what comprises the bundle of rights referred to as mulk?  Because Allah (SWT) is the true owner, the emphasis is on the right to use the property.  The Prophet said, “He who had land should cultivate it.  If he will not or cannot, he should give it free to a Muslim brother and not rent it to him.” [31]  Property should be used, not horded or removed from productive use.

And let those who hoard gold and silver and do not spend them in the way of Allah know that a severe and painful punishment is awaiting them. [At-Tauba, 9:34]


The Law of Rikaz

The Arabic word used by Allah SWT in the Qur’an for “hording” is “yaknizuun,” “they bury.”  Here Allah SWT is making a comparison between humans hording wealth and kanz or buried treasure.  Islam rewards the person who contributes his labor to produce from the earth with possession and use of the land, but in recognition of Allah’s ultimate ownership and substantial contribution to the land’s productivity, Allah has reserved a share.  As for the produce of the surface, Allah (SWT) has stated:
            It is He who produces gardens, both cultivated and wild, and palm trees
            and crops of diverse kinds, and olives and pomegranates, both
            similar and dissimilar. Eat of the fruits when they bear fruit and pay
            their due on the day of harvest. But waste not in excess for Allah does not love
the wasters.[32]

So Allah SWT allows people to benefit from the use of property, but in return. He expects them to pay a percentage of their profits to Allah.  Generally, this obligatory share is called Zakat or Purification of Wealth.[33]  Since Allah SWT Himself has no use for the produce or money gained through the use of the property, He has specified in the Qur’an who should receive this percentage.  The Qur’an details eight classes of persons who are eligible to receive these funds.
Alms are for the poor and the needy; and those employed to administer (the funds); for those whose hearts have been (recently) reconciled (to truth); for those in bondage and in debt; in the cause of Allah; and for the wayfarer: (thus is it) ordained by Allah, and Allah is full of knowledge and wisdom.  (Al-Qur'an, 9: 60)

Therefore, even though property may be individually owned, the obligation to pay Allah’s due ensures that the property will be utilized for the maximum benefit of all. 
  However, the percentage one has to pay depends on the amount of effort the owner expends; zakat on money is generally 2.5%, while agricultural production is subject to either ushr, a 1/10 share of the produce from un-irrigated land, or khums, a 1/5 share of the produce from irrigated land.[34]  If Allah SWT provided the water, then His percentage is greater, and the more effort the owner had to expend, the less the percentage he must share with others.
Under Shariah law, rikaz is property that is hidden, usually under the earth.  Rikaz comes in two main types; kanz or buried treasure, and madin or minerals.  Both are subject to a special tax for the benefit of the eight classes of zakat recipients, the khums, based upon a hadith related by Abu Huraryrah, “One-fifth is obliged on rikaz.” [35]  ‘Amr ibn Shu’ayb also narrated that the Prophet (SAW) said of all things found for which no owner exists, “But for things found in deserted roads or villages, are charged , as in the case of rikaz, one-fifth.[36]  The percentage due reflects the effort the owner must expend to bring the property into productive use.
In comparing horded wealth to buried treasure, Allah SWT brings up two concepts. Hording removes property from productive use, and in that regard, it is similar to buried treasure, and ownership of hidden treasure or kanz runs with the land.  Imam Abu Haneefah followed the letter of the law and held that ownership of minerals followed ownership of land.  The surface owner is entitled to the surface and all beneath the soil, and he is responsible for paying the khums upon what he removes therefrom.  However, if the land is communally owned (hima) or commonage (arfaq), then anything hidden in it is also subject to that communal or common ownership.[37] 
The Islamic Ruling on the Ownership of Human Genes
Islamic scholars have not addressed the issue of whether genes are apparent (zahir) or hidden (batin) property.  However, irregardless of whether genes are considered apparent or hidden, they exist naturally inside the human body.  Human genes are just that, human; and the shared property of all humanity.  They are arfaq or commonage, and should not be owned by any individual. 
However, some human groups can carry certain genes and other groups do not carry those genes.  For example, the gene correlating with the risk of Tay-Sacks disease is found only among Jews.  Another example of genes that may be present only in certain members of a species and not others are genes specific to varieties of plants.  For example, regional varieties of grapes, coffee, chocolate, and other plants contain genes that may not be present in other varieties of these plants.  The TRIPS agreement and US Patent law now recognize geographical indicators and afforded them trademark protection.  When Starbucks sought trademark rights over varieties of coffee grown in certain regions in Ethiopia, the Ethiopian government fought back and sued to protect their rights.  Under Islamic law, such hima or communal ownership is obvious.  Ethiopians have communal ownership of the plant varieties present in their country.  Ethiopian Yegechefeh coffee, Sudanese gum Arabic, Brazilian Brazil nuts and American cranberries are all examples of communally owned naturally occurring property. 
Moreover, given the nature of genes, their presence in all humans and the fact that all genes are subject to random mutation, it is debatable whether an  individual would be entitled to private ownership of his own genes even when those genes occurred only in that person. 
However, while genes and even mutated ones that occur in nature should not be subject to private property rights, including patent rights, there is no reason why a company or individual should not benefit from the results of their efforts obtained through the use of the genes.  If genes are commonage, they resemble a tree upon arfaq or hima land.  If someone comes along and views the branch of the tree, the branch is still commonage.  Simply looking at the branch of the tree does not render the branch private property.  Moreover, even if someone comes along and expends effort to cut the branch from the tree to take it home for firewood, he may do so, but all other members of society have an equal right to do so as well.  The branch is still owned as commonage, it is the use that has become individual, but that individual right of usufruct is common to all. It is not the same as a private right, which is only the right of the private individual, and is not common to all. 
 But if someone expends the effort to cut the branch from the tree and then takes the branch home and works it into a cane, then it becomes his private property.  The branch created by Allah, no longer exists; instead the privately owned cane, the product of human labor, is now present.  Similarly, the gene.  Gene fragments or even naturally occurring mutations are simply branches, but the test developed to detect the gene is the result of human work and subject to private property rights, including patents. 
Recently, the United States Supreme Court has been asked to decide whether a for-profit corporation can patent portions of the human genome consisting of two human genes, mutation of those genes which correlate to an increase risk of breast cancer, and a test for the presence of the gene.  The Association for Molecular Pathology v. Myriad Genetics, Inc presents the issue of whether the Patent Act allows for the patenting of human genes.[38]  The respondent argues that the two genes involves, BRCA1 and BRCA2 genes, are patentable because they have become isolated from naturally occurring material.  Under Shariah law, this isolation is not sufficient to render the isolated genes private property. 

Human Genes and American Property Law
            The concept of the maximization of benefit is also found in American law.  For example, the goal of the policy of the free alienability of land is to encourage productive use and prevent waste.  US patent law also reflects this policy.
The US Constitution, Article I Section 8 gives Congress the power to “To promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries. [39]  The Congress passed the Patent Act, establishing the US Patent and Trademark Office (USPTO) and providing guidelines for the issuance of patent.  35 U.S.C. § 101 provides: “Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent
therefor, subject to the conditions and requirements of this title.”
            The Founding Fathers who wrote the US Constitution created intellectual property rights, including patent rights, to promote two basic policies.  First, fairness and equity dictates that individuals have the right to benefit from the fruits of their labor, including the right to benefit from their inventions and discoveries without any interference.  Second, allowing the inventor a period of exclusive use rewards the inventor for his effort and hence benefits the wider society by encouraging innovation. The economic benefits gained by the individual inventor through his exclusive period of use fuel “the Progress of Science and the Useful Arts,” for the benefit of society as a whole.  It should be noted however, that the Constitution limits the time of exclusive rights, recognizing that perpetual exclusive rights would actually work against the purpose of Intellectual Property law, promotion of useful science and invention for the benefit of all.
            Through the Patent Act, the Congress sought to balance the rights of individuals to benefit from the sweat of their brows with the rights of humanity as a whole, but in doing so the Congress managed to create a law that most effectively seeks to maximize the public benefit of science and invention.  Time-restricted exclusive rights allow the individual to gain economic benefit from his invention and encourage him to practice it.  In order to benefit, the inventor must make and sell his invention, thereby making it available to other people for their use.  Then, after a reasonable time of exclusive use, the invention becomes available to everyone, so that others can build upon it and further contribute to human progress and the further benefit of society as a whole. 
            Patent law further reflects the principle that property should be utilized for maximum benefit by prohibiting some things from patent protection.  The policy of such restrictions is that some things are the shared property of all humanity.
            Genes are clearly the shared property of all who have genes, all of humanity.  To allow private ownership of genes could have serious consequences.  Imagine, for example, that Joseph Mengele discovered the gene responsible for Tay Sachs disease.  If he were permitted to patent this gene, he would have the power to control research using that gene. What would prevent him from using this gene to develop a means to kill more Jews?  If we allow a company to control a gene shared by all human women, such as a gene correlating to a risk for breast cancer, we grant them the power to control the future of all women.  Myriad Genetics, Inc. has a right to benefit from any test or process derived from the use of the genes, but the genes themselves should be the property of all humanity. 

Conclusion

On June 13, 2013, the United States Supreme Court, in a unanimous decision, invalidated Myriad Genetics patent claims for isolated genes.  (Association for Molecular Pathology v. Myriad Genetics, 569 U.S. 12-398 (2013)).  The Court ruled that merely isolating genes did not make them patentable.  Justice Thomas, who wrote the opinion, with which Justice Scalia concurred in part, reasoned that the genes BRCA1 and BRCA2 occurred naturally and were not a “new … composition of matter,” as required for patentability.  The fact that it took an extensive amount of effort to isolate these genes did not make the genes subject to private ownership. [40]
We applaud the Court for issuing such a wise decision, one in tune with the Law as prescribed by our Creator.  We too affirm the principle that merely viewing a branch does not afford one private ownership of a part of a hima tree.  No matter how much work it took to view that branch, this form of work is not the same as the effort to fashion something from the hima property, an effort that is rewardable with private ownership.  The effort required to isolate genes is more akin to the effort needed to make a pair of glasses with which to view something.  It is not effort applied to the hima property itself in such a way as to change it.  Effort applied to change the property in some manner is rewardable with ownership of the fruits of one’s labor.
Therefore, under Shariah Law, private ownership of isolated naturally-occurring genes, no matter how unique, is haram.  The genes of any creature created by Allah (SWT) are hima.



[1] Qur’an al-An’am 6:73.
[2] Qur’an Yunus 10:55
[3] Qur’an an-Nur, 24:33.  Arabic version from  ~~, One Umma Network, The Qur’an al-Kareem, http://www.quranexplorer.com/quran/ accessed 10 May 2009.
[4] Siraj Sait and Hilary Lim, Land, Law and Islam: Property and Human Rights in the Muslim World, (Zed Books, London 2006) 1. (quoting Abdul Rauf 1984:19).
[5] Ibid. 69.
[6] Walied M.H. El-Malik, Minerals Investment under the Shari’a Law¸ (Graham and Troutman, London 1993)  47.
[7] Ibid. 45.
[8] Bechor, The Sanhuri Code, 129-145.
[9] Sait, Land, Law and Islam, at 11 -12.
[10][10] Abu’l-Hasan al-Mawardi, al-Ahkam as-Sultaniyyah: The Laws of Islamic Governance, trans. Dr.Asadullah Yate (Ta-Ha Publishers, London 1996)  265.
[11] al-Mawardi, al-ahkam as-Sultaniyyah, 260.  Al Hasan narrated that a man came to some people and asked for a drink.  They refused to give him water from their well, and as a result he died.  Umar ibn Khattab, the second Khalif al-Rashidun, then ordered the people to pay blood money (diya) in recompense.
[12] Ibid. 265.
[13] Sait, Land, Law and Islam¸ 65.
[14] El-Malik, Minerals Investment under Shari’a Law, 38.
[15]al-Mawardi,  al-Ahkam as-Sultaniyyah, 263.
[16] Ibid. 263.
[17] al-Mawardi, al-Ahkam as-Sultaniyyah, 201. 
[18] Sait, Land, Law and Islam, 65.
[19] Ibid. 71.
[20] al-Mawardi,  al-Ahkam as-Sultaniyyah,  260.
[21] Ibid.
[22] Bechor, The Sanhuri Code, 130.  The Old Egpytian Code, based on French Civil Law, did not recognize family ownership or emphasized individualistic sole ownership. See also, Sait, Land, Law and Islam, 15.
[23] Sait, Land, Law and Islam, 71-72.
[24] Bechor, The Sanhuri Code, 130-133.
[25] Sait, Land, Law and Islam, 11.
[26] Ibid. 16.
[27] Ibid. 11.  The Qur’an states, “When the prayer is ended, then disperse in the land and seek Allah’s Bounty.”  al-Jumu’ah 62:10,  and the authors of Land, Law and Islam, quote Gunter (2005: 4), “Islam is against those who accumulate property for the purposes of geed or oppression as well as those who gain through unlawful business practices.” 
[28] ~~, The Mejelle: Being an English Translation of the Majallah el-Ahkam –I-Adliya and A Complete Code on Islamic Civil Law, trans. C.R Tyser, B.A.L. and others (The Other Press, Kuala Lumpur 2001) 203-204.
[29] al-Mawardi, al-Ahkam as-Sultaniyyah, 252.
[30] Ibid. 252-253.
[31] Sait, Land, Law and Islam, 12.
[32] Qur’an Al-An’am, 6:141.
[33] Zakat is the third pillar of Islam and is called zakat from the Arabic root zaka’ because it is meant to purify one’s wealth from any sin, such as improper intent or greed.
[34] Dr. Yusuf al-Qaradawi, Fiqh az-Zakat: A Comparative Study, trans. Dr.Monzer Kahf, (Dar Al Taqwa, Ltd., London 1999) 224.  Based on a hadith from the Prophet narrated by Jabir, “On that which is watered by the sky, or springs or water running from the mountains, one-tenth is obligatory, and on that which is watered by carried water, a half-tenth is obligatory.”  (Ahmad, Muslim, an-Nasa’I and Abu Dawud).
[35] Ibid.
[36] Ibid. 276.
[37] El-Malik, Minerals Investment under Shari’a Law, 51. 
[38] The Association of Molecular Pathology v. Myriad Genetics, Inc. Writ of Certiorari at 1. 
[39] US Constitution, Article I §8.
[40] “But extensive effort alone is insufficient to satisfy the demands of § 101.”  Association for Molecular Pathology v. Myriad Genetics, 569 U.S. 12-398 (2013).

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